Financial Services Regulation

Home
»
Financial Services
»
Product Details

You must select a location to proceed.

Yes

There was a problem adding this course to your account. Please try again in a few minutes. If the problem persists, you can contact our support department at (877) 880-1335.

Adding Registration, Please wait...

You must be logged in to perform this action.

Cancel

Financial Services Regulation - October Blitz

Credit(s):

1 Australia (Substantive Law)

Original Program Date:

September 17, 2021

Duration:

56 minutes

E-Mail

Description
Sessions
Credits
Faculty
Materials
Reviews
Dates and Locations

Category: Financial Services, Regulatory & Policy, Risk

Category: Financial Services, Regulatory & Policy, Risk (show less)

The regulatory regime for financial services continues to evolve at a rapid rate and October 2021 is a bellwether month for the industry, with several reforms commencing or about to commence. This program provides an update on the latest changes in the Australian regulatory landscape, including:

AFSL and ACL breach reporting changes
Cryptocurrency funds
Superannuation reforms
Introduction of the Design and Distribution Obligations
Changes to internal dispute resolution
New anti-hawking measures.

If you are responsible for risk, compliance or legal this session will provide a useful checklist of the new requirements.

1 Australia (Substantive Law)

Purchase Options

Already Registered