Disclosure Modernization Webinar Series: Shareholder Report Workshop

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Disclosure Modernization Webinar Series: Shareholder Report Workshop

Credit(s):

1.2 50-Minute Credit Hour (General)
1 60-Minute Credit Hour (General)
1 Australia (Substantive Law)
1 CA (General Participatory)
1 IL (General)
1 NY (Transitional)
1 PA (Substantive-Distance Learning)
1 TX (General)
1 VA (General)

Original Program Date:

December 7, 2022

Duration:

1 hour

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Description
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Category: Asset Management and Investment Funds

Category: Asset Management and Investment Funds (show less)

A “Shareholder Report Workshop” webinar that will review a mock shareholder report designed to reflect the new shareholder report disclosure requirements under the final rule and form amendments. These reforms will significantly change shareholder report content and delivery requirements for open-end mutual funds and exchange-traded funds. Learn how to comply with the new requirements and discuss potential challenges.

Moderator
Keri Riemer, Of Counsel, K&L Gates

Panelists
Mike Donowitz - Vice President Regulatory Affairs, Broadridge Financial Solutions
Jon-Luc Dupuy - Partner, K&L Gates
Cal Gilmartin - Associate, K&L Gates

1.2 50-Minute Credit Hour (General)

1 60-Minute Credit Hour (General)

1 Australia (Substantive Law)

1 CA (General Participatory)

1 IL (General)

1 NY (Transitional)

1 PA (Substantive-Distance Learning)

1 TX (General)

1 VA (General)

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